The Securities and Exchange Commission (SEC) is intensifying its scrutiny of registered investment advisors (RIAs) for violations of the Marketing Rule 206(4)-1 under the Investment Advisers Act, ...

While digital marketing has continued to drive growth among RIA firms, the most successful efforts are those that cut across different channels, while still ignoring the noise and staying focused on ...

While new businesses fuel the economy’s growth, they also create a fiercely competitive funding environment, with each new entrant fighting to secure capital from a limited pool of investors. One of ...

In the fall, it will be two years since the compliance deadline for the SEC Marketing Rule for investment management firms, but how are firms ensuring that they stay within the rules? A new report ...

As we continue into an era of rising media costs due to increased competition and fragmentation across audiences and touchpoints, marketers can no longer solely rely on traditional metrics such as ...

Sumitomo Mitsui Trust Asset Management (SuMi TRUST) has established a new investment marketing team in its Luxembourg office, to strengthen its relationship with EU-based investors. As part of ...

RIYADH — Minister of Investment and Chairman of the Board of Directors of the newly established Saudi Investment Marketing Authority Eng. Khalid Al-Falih said that the authority will contribute to ...