Search Filings - SEC.gov
Jul 2, 2024 · Find keywords and phrases in more than 20 years of EDGAR filings, and filter by date, company, person, filing category, or location. View a listing of real-time filings as they are submitted into the EDGAR system. Also view daily filings by form type within the past week.
National Securities Exchanges - SEC.gov
A "national securities exchange" is a securities exchange that has registered with the SEC under Section 6 of the Securities Exchange Act of 1934. Following is a list of exchanges registered with the SEC under Section 6(a) of the Exchange Act as national securities exchanges :
SEC Filings - Nasdaq
Apr 30, 2024 · Use the symbol finder to find stocks, funds, and other assets. Company SEC filings represent the financial reports and statements filed with the Securities and Exchange Commission by the company....
SEC.gov | Home
Founded to help our country respond to the Great Depression, we’re the agency that protects investors from misconduct, promotes fairness & efficiency in the securities markets, and facilitates capital formation for those looking to hire, innovate, and grow.
Federal Register :: Self-Regulatory Organizations; The Nasdaq …
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (“Act”), and Rule 19b-4 thereunder, notice is hereby given that on January 2, 2025, The Nasdaq Stock Market LLC (“Nasdaq” or “Exchange”) filed with the Securities and Exchange Commission (“Commission”) the proposed rule change as described in Item I below, which ...
Nasdaq is Leading U.S. Exchange Listings for Sixth Consecutive …
Dec 17, 2024 · Nasdaq is closing the book on a remarkable 2024, maintaining its position as the leading U.S. exchange for initial public offerings (IPOs) for the sixth consecutive year while achieving its...
What Are the Listing Requirements for the NASDAQ? - Investopedia
Dec 2, 2024 · Depending on its underlying fundamentals, a company has four ways to get listed on the Nasdaq. Each listing firm must adhere to U.S. Securities and Exchange Commission (SEC) Marketplace Rules for...
Litecoin ETF Draws Near as Nasdaq Files Form Key to SEC Approval
2 days ago · Nasdaq and Canary Capital Group submitted new filings to the US Securities and Exchange Commission this week that are key to gaining the regulator’s approval for a spot Litecoin ETF. A so-called ...
Role of an Exchange: Membership - Nasdaq
Feb 5, 2021 · Each exchange offers its own unique market structure and incentives for membership. Only broker dealers registered with the U.S. Securities and Exchange Commission are eligible for...
Securities & Exchange Commission (SEC) Definition - Nasdaq
A federal agency that regulates the US financial markets. The SEC also oversees the securities industry and promotes full disclosure in order to protect the investing public against malpractice...